THE BOBBY DHANJAL PRACTICE LIMITED

• Principal Place of Business

  Bobby Dhanjal Wealth Management

  3 Merus Court

  Meridian Business Park

  Leicester

  Leicestershire

  LE19 1RJ

  UNITED KINGDOM

  Phone

  +4401162825137

  Web

  https://www.bdwm.co.uk

• Complaints Contact

  Bobby Dhanjal Wealth Management

  3 Merus Court

  Meridian Business Park

  Leicester

  Leicestershire

  LE19 1RJ

  UNITED KINGDOM

  Phone

  +4401162825137

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Nilesh Vyas

  IRN NXV01075

  • CF30 Customer (24 Sep 2012 to 11 Jul 2014)
• Peter Hutchinson

  IRN PXH00266

  • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 6 Jan 2023)
  • [FCA CF] Client dealing (1 Mar 2021 to 6 Jan 2023)
• Ranbir Singh Makh

  IRN RXM02226

  • CF30 Customer (27 Sep 2011 to 9 Jul 2012)
• Ranminder Singh Dhillon

  IRN RSD01050

  • CF30 Customer (12 Jul 2012 to 3 Feb 2015)
• Rikesh Dhirajlal Bathia

  IRN RDB01149

  • CF30 Customer (1 Jul 2011 to 9 Jul 2012)
• Rizwan Yakub Ismail

  IRN RYI01000

  • CF30 Customer (8 Mar 2013 to 22 Sep 2016)
• Rohit Prajapati

  IRN RXP01665

  • CF30 Customer (1 Jul 2011 to 9 Jul 2012)
• Sharad Champaneria

  IRN SXC01660

  • CF30 Customer (9 Jan 2012 to 23 Nov 2016)
• Sukhpal Singh Toor

  IRN SST01014

  • CF30 Customer (11 Feb 2014 to 3 Feb 2015)
• Tejinderpal Dhanjal

  IRN TXD00050

  • 13. Giving personal recommendations on and dealing with derivatives
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
  • [FCA CF] Client dealing (since 1 Jan 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF11 Money Laundering Reporting (1 Jul 2011 to 8 Dec 2019)
  • CF1 Director (1 Jul 2011 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Jul 2011 to 8 Dec 2019)
  • CF30 Customer (1 Jul 2011 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Jul 2011 to 30 Sep 2018)

No changes recorded yet.