Sukhpal Singh Toor

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Intelligent Financial Advisory Ltd

    FRN 669729

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (13 Jul 2015 to 8 Dec 2019)
    • CF30 Customer (13 Jul 2015 to 8 Dec 2019)
  • THE BOBBY DHANJAL PRACTICE LIMITED (no longer approved here)

    FRN 537673

    • CF30 Customer (11 Feb 2014 to 3 Feb 2015)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (7 Oct 2011 to 30 Jan 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 30 Nov 2009)
    • CF22 Investment Adviser (Trainee) (5 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.