Nilesh Vyas

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pi Financial Ltd

    FRN 186419

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 26 Oct 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 5 Apr 2019)
  • Heritage Wealth Advisory Ltd

    FRN 630973

    • (2)Employed By (since 24 Apr 2019)
    • (2)Employed By (12 Sep 2014 to 4 Aug 2015)
  • THE BOBBY DHANJAL PRACTICE LIMITED (no longer approved here)

    FRN 537673

    • CF30 Customer (24 Sep 2012 to 11 Jul 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (27 Jun 2011 to 11 Jul 2012)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 11 Apr 2011)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (19 Nov 2008 to 16 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.