Ranminder Singh Dhillon

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Intelligent Financial Advisory Ltd

    FRN 669729

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 13 Nov 2024)
    • CF1 Director (13 Jul 2015 to 8 Dec 2019)
    • CF30 Customer (13 Jul 2015 to 8 Dec 2019)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Aug 2022)
    • CF1 Director (AR) (21 Dec 2015 to 5 Oct 2023)
    • CF30 Customer (22 Jan 2015 to 10 Aug 2022)
  • THE BOBBY DHANJAL PRACTICE LIMITED (no longer approved here)

    FRN 537673

    • CF30 Customer (12 Jul 2012 to 3 Feb 2015)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (6 Mar 2012 to 30 Jun 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (29 Sep 2009 to 27 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

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