THAMES RIVER CAPITAL LLP

• Principal Place of Business

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

  Web

  https://www.columbiathreadneedle.com

• Complaints Contact

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin William Fox

  IRN BWF01009

  • CF30 Customer (27 Feb 2013 to 2 May 2017)
• Bernt Tallaksen

  IRN NXT01097

  • CF30 Customer (1 Nov 2007 to 11 Mar 2010)
  • CF4 Partner (18 Mar 2005 to 31 Dec 2017)
  • CF27 Investment Management (18 Mar 2005 to 31 Oct 2007)
• Blanche Longley

  IRN BXL00070

  • [FCA CF] Client dealing (1 Jun 2020 to 14 Feb 2022)
• Brett St.John Golledge

  IRN BSG01011

  • CF30 Customer (20 Apr 2012 to 14 Dec 2012)
• Brian George Tilson

  IRN BGT01016

  • CF28 Systems and controls (7 Dec 2011 to 30 Sep 2012)
• Brian Paul Larcombe

  IRN BPL01012

  • CF2 Non Executive Director (15 Sep 2010 to 3 Feb 2011)
• Carlos Moreno

  IRN JCM01171

  • CF4 Partner (1 Jan 2010 to 15 Oct 2010)
  • CF30 Customer (10 Jun 2009 to 30 Nov 2010)
• Charles Benedict Porter

  IRN CBP00004

  • CF2 Non Executive Director (15 Oct 2013 to 8 Dec 2019)
  • CF29 Significant management (9 Oct 2012 to 15 Oct 2013)
  • CF30 Customer (1 Nov 2007 to 30 Sep 2012)
  • CF8 Apportionment and Oversight (12 May 2006 to 31 Oct 2007)
  • CF27 Investment Management (18 Mar 2005 to 31 Oct 2007)
  • CF3 Chief Executive (18 Mar 2005 to 12 Oct 2005)
  • CF4 Partner (18 Mar 2005 to 30 Sep 2012)
• Christian Petzi

  IRN CXP00200

  • [FCA CF] Significant management (1 Jun 2020 to 16 May 2021)
• Christopher Albrecht Mey

  IRN CAM01300

  • CF30 Customer (27 Jan 2015 to 29 Apr 2016)

No changes recorded yet.