Carlos Moreno

• PREMIER FUND MANAGERS LIMITED

  FRN 143097

  • [FCA CF] Client dealing (since 24 Apr 2020)
  • [FCA CF] Material risk taker (since 24 Apr 2020)
  • [FCA CF] Manager of certification employee (since 24 Apr 2020)
• J O Hambro Capital Management Limited (no longer approved here)

  FRN 147406

  • CF30 Customer (7 Jan 2011 to 30 Jun 2015)
• THAMES RIVER CAPITAL LLP (no longer approved here)

  FRN 426349

  • CF4 Partner (1 Jan 2010 to 15 Oct 2010)
  • CF30 Customer (10 Jun 2009 to 30 Nov 2010)
• FIL Investment Services (UK) Limited (no longer approved here)

  FRN 121939

  • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
  • CF27 Investment Management (1 Nov 2002 to 31 Oct 2007)
• FIL Investments International (no longer approved here)

  FRN 122170

  • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
  • CF27 Investment Management (1 Nov 2002 to 31 Oct 2007)
• FIL Pensions Management (no longer approved here)

  FRN 144345

  • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
  • CF27 Investment Management (1 Nov 2002 to 31 Oct 2007)
• FIL Investment Advisors (UK) Limited (no longer approved here)

  FRN 159360

  • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
  • CF27 Investment Management (1 Nov 2002 to 31 Oct 2007)

No changes recorded yet.