THAMES RIVER CAPITAL LLP

• Principal Place of Business

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

  Web

  https://www.columbiathreadneedle.com

• Complaints Contact

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Julie Griffiths

  IRN JPJ01012

  • [FCA CF] Material risk taker (28 Oct 2022 to 28 Sep 2023)
  • [FCA CF] Manager of certification employee (28 Oct 2022 to 28 Sep 2023)
  • [FCA CF] Significant management (28 Oct 2022 to 28 Sep 2023)
• Katherine Victoria Blacklock

  IRN KVL01005

  • CF4 Partner (27 Jul 2005 to 1 Jan 2007)
  • CF27 Investment Management (18 Mar 2005 to 1 Jan 2007)
• Keith Edward Percy

  IRN KEP01007

  • CF2 Non Executive Director (22 Nov 2011 to 16 May 2014)
• Keith Jones

  IRN KXJ01057

  • CF2 Non Executive Director (24 Nov 2011 to 16 May 2014)
• Keith Leonard Bedell-Pearce

  IRN KLB01035

  • CF2 Non Executive Director (15 Sep 2010 to 28 Feb 2014)
• Kenneth Armand Kinsey-Quick

  IRN KAK01007

  • CF30 Customer (1 Nov 2007 to 29 Mar 2013)
  • CF4 Partner (18 Mar 2005 to 29 Mar 2013)
  • CF27 Investment Management (18 Mar 2005 to 31 Oct 2007)
• Kieran Charles Poynter

  IRN KCP01018

  • CF2 Non Executive Director (15 Sep 2010 to 8 Dec 2019)
• Kristi Lynne Mitchem

  IRN KXM14540

  • SMF27 Partner (9 Dec 2019 to 8 Nov 2021)
  • CF4 Partner (22 May 2019 to 8 Dec 2019)
• Kristof Bulkai

  IRN KXB01405

  • CF30 Customer (14 Nov 2008 to 30 Jun 2015)
  • CF4 Partner (14 Nov 2008 to 30 Jun 2015)
• Loudon Ian Greenlees

  IRN LIG01003

  • CF4 Partner (18 Mar 2005 to 31 Dec 2013)

No changes recorded yet.