TFS Derivatives Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.”

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen John Chattaway

  IRN SXC00472

  • [FCA CF] Client dealing (8 Dec 2020 to 31 Oct 2021)
• Stephen John Day

  IRN SXD00309

  • [FCA CF] Client dealing (19 Mar 2021 to 31 May 2021)
• Stephen Robert McHugh

  IRN SRM01154

  • CF30 Customer (1 Nov 2007 to 31 Mar 2011)
  • CF21 Investment Adviser (15 Jan 2007 to 31 Oct 2007)
  • CF26 Customer Trading (25 Oct 2006 to 15 Jan 2007)
• Stevan Vjestica

  IRN SXV01134

  • SMF1 Chief Executive (16 Jun 2021 to 4 Oct 2023)
  • SMF3 Executive Director (9 Dec 2019 to 4 Oct 2023)
  • SMF24 Chief Operations (9 Dec 2019 to 20 Apr 2020)
  • CF30 Customer (17 Jun 2016 to 8 Dec 2019)
  • CF3 Chief Executive (24 Jul 2014 to 8 Dec 2019)
  • CF29 Significant management (28 Jan 2013 to 24 Jul 2014)
  • CF1 Director (29 Jun 2006 to 24 Feb 2009)
• Steve Bright

  IRN SLB01104

  • [FCA CF] Client dealing (15 Jul 2020 to 11 Feb 2022)
  • [FCA CF] Manager of certification employee (15 Jul 2020 to 11 Feb 2022)
• Steven Edward Whitfield

  IRN SEW01046

  • [FCA CF] Client dealing (21 Jan 2021 to 22 Jan 2021)
• Steven Holden

  IRN SXH01579

  • CF30 Customer (21 Sep 2009 to 15 Feb 2010)
• Steven John Anderson

  IRN SJA01196

  • [FCA CF] Client dealing (17 Oct 2022 to 10 Oct 2025)
• Steven John Barbara

  IRN SJB01719

  • [FCA CF] Client dealing (7 Dec 2020 to 23 Jul 2025)
• Steven Kendrick

  IRN SXK00406

  • [FCA CF] Client dealing (1 Dec 2021 to 30 Nov 2025)

No changes recorded yet.