Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 4 Oct 2025)
    • [FCA CF] Manager of certification employee (since 4 Oct 2025)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Manager of certification employee (14 Jul 2022 to 3 Oct 2025)
    • [FCA CF] Client dealing (6 Jun 2022 to 3 Oct 2025)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • [FCA CF] Manager of certification employee (15 Jul 2020 to 11 Feb 2022)
    • [FCA CF] Client dealing (15 Jul 2020 to 11 Feb 2022)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Client dealing (15 Jul 2020 to 11 Feb 2022)
    • [FCA CF] Manager of certification employee (15 Jul 2020 to 11 Feb 2022)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF1 Director (12 Mar 2007 to 21 Sep 2009)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF1 Director (4 Oct 2005 to 15 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.