TFS Derivatives Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.”

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Steven Kwete

  IRN SXK00669

  • [FCA CF] Client dealing (19 Jun 2023 to 3 Oct 2023)
• Steven Minkey

  IRN SXM03029

  • [FCA CF] Client dealing (2 Sep 2024 to 28 Jun 2025)
• Steven Patrick Murray

  IRN SPM01269

  • [FCA CF] Client dealing (since 7 Dec 2020)
• Steven Philip Parsons

  IRN SPP01104

  • [FCA CF] Client dealing (since 7 Dec 2020)
• Stevie Christine Mandy Garland

  IRN SXG02218

  • [FCA CF] Manager of certification employee (since 28 Nov 2024)
  • [FCA CF] Client dealing (since 29 Jan 2021)
  • CF30 Customer (22 Jun 2015 to 8 Dec 2019)
• Stewart James Kenneth Cameron

  IRN SJC01249

  • [FCA CF] Client dealing (14 Sep 2020 to 30 Nov 2021)
• Stuart Anthony Finnigan

  IRN SAF01156

  • [FCA CF] Client dealing (25 Feb 2021 to 28 Mar 2024)
  • CF30 Customer (3 Feb 2017 to 8 Dec 2019)
• Stuart Charles Guy Tully

  IRN SCT01083

  • CF1 Director (17 Apr 2013 to 31 Dec 2017)
• Stuart James Borner

  IRN SJB01263

  • [FCA CF] Client dealing (30 Mar 2021 to 30 Jun 2024)
  • CF30 Customer (24 Sep 2018 to 8 Dec 2019)
• Stuart Michael Jones

  IRN SMJ01068

  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • [FCA CF] Manager of certification employee (since 7 Jan 2021)
  • [FCA CF] Client dealing (since 7 Jan 2021)
  • CF30 Customer (22 Oct 2012 to 8 Dec 2019)

No changes recorded yet.