Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TRADITION FINANCIAL SERVICES LTD.
FRN 147543
- [FCA CF] Material risk taker (since 1 Jan 2022)
- [FCA CF] Client dealing (since 7 Jan 2021)
- [FCA CF] Manager of certification employee (since 7 Jan 2021)
- CF30 Customer (4 Oct 2010 to 8 Dec 2019)
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TFS Derivatives Limited
FRN 197244
- [FCA CF] Material risk taker (since 1 Jan 2022)
- [FCA CF] Manager of certification employee (since 7 Jan 2021)
- [FCA CF] Client dealing (since 7 Jan 2021)
- CF30 Customer (22 Oct 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.