TFS Derivatives Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.”

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Susan Juliano Alves Manoussoff

  IRN SJM01363

  • CF21 Investment Adviser (10 Sep 2004 to 7 Oct 2005)
  • CF26 Customer Trading (2 Aug 2004 to 10 Sep 2004)
• Susannah Rose Baughan

  IRN SRB01199

  • [FCA CF] Client dealing (28 Oct 2021 to 2 Nov 2021)
  • CF30 Customer (25 Feb 2015 to 8 Dec 2019)
• THOMAS ERIC ARMOUR

  IRN TEA01024

  • [FCA CF] Client dealing (since 24 Feb 2023)
  • [FCA CF] Manager of certification employee (since 7 Feb 2022)
  • [FCA CF] Client dealing (30 Dec 2020 to 22 Nov 2022)
• Tanya Maria Cooper

  IRN TMC01085

  • CF30 Customer (8 Jul 2013 to 7 Sep 2015)
• Tavish Philip Struthers

  IRN TXS04112

  • [FCA CF] Client dealing (since 17 Mar 2025)
• Tawanda David Pari

  IRN TDP01026

  • CF30 Customer (20 Jun 2013 to 8 Dec 2019)
• Taylor Jaycocks

  IRN TXJ00182

  • [FCA CF] Client dealing (since 11 Dec 2024)
• Terry Jason Fairclough

  IRN TJF01031

  • [FCA CF] Client dealing (11 Jul 2022 to 29 Feb 2024)
• Thierry Jean Philippe Sciard

  IRN TJS00067

  • SMF9 Chair of the Governing Body (since 5 Dec 2023)
  • SMF11 Chair of the Audit Committee (5 Dec 2023 to 16 Apr 2024)
  • SMF10 Chair of the Risk Committee (5 Dec 2023 to 16 Apr 2024)
• Thomas Adrian Diran Sartain

  IRN TAS01087

  • CF30 Customer (1 May 2011 to 31 Mar 2013)

No changes recorded yet.