TFS Derivatives Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.”

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Greco

  IRN PXG01925

  • CF30 Customer (8 Aug 2018 to 8 Dec 2019)
• Paul Gregory McErlain

  IRN PGM01089

  • [FCA CF] Client dealing (6 Apr 2021 to 11 Apr 2024)
• Paul James Murphy

  IRN PJM01549

  • [FCA CF] Client dealing (since 11 Dec 2020)
• Paul Joseph Burke

  IRN PJB01272

  • CF21 Investment Adviser (1 Dec 2001 to 14 Dec 2004)
  • CF26 Customer Trading (1 Dec 2001 to 14 Dec 2004)
• Paul Loughlin

  IRN PXL01241

  • [FCA CF] Client dealing (15 Dec 2020 to 31 Aug 2022)
• Paul Meehan

  IRN PXM02209

  • [FCA CF] Client dealing (since 7 Aug 2025)
• Paul Michael Smith

  IRN PMS01093

  • CF30 Customer (1 Nov 2007 to 22 Jun 2009)
  • CF21 Investment Adviser (8 Jun 2004 to 31 Oct 2007)
• Paul Michael Treacy

  IRN PMT01040

  • CF30 Customer (25 Jul 2008 to 14 May 2010)
• Paul Richard Kingston Barrett

  IRN PRB01192

  • [FCA CF] Manager of certification employee (since 5 Jan 2025)
  • [FCA CF] Client dealing (since 8 Jan 2021)
  • CF30 Customer (22 Oct 2012 to 8 Dec 2019)
• Paul Spencer Garrad

  IRN PSG01027

  • [FCA CF] Manager of certification employee (6 Jan 2021 to 28 Feb 2022)
  • [FCA CF] Client dealing (6 Jan 2021 to 28 Feb 2022)
  • CF30 Customer (13 Feb 2009 to 8 Dec 2019)

No changes recorded yet.