Paul Michael Smith

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oppenheimer Europe Ltd.

    FRN 483856

    • [FCA CF] Client dealing (since 4 Dec 2020)
    • [FCA CF] Algorithmic trading (since 4 Dec 2020)
    • CF30 Customer (16 Jul 2018 to 8 Dec 2019)
  • ACG Advisors (UK) LLP (no longer approved here)

    FRN 616093

    • (13)CF30 Customer (6 Nov 2017 to 17 Jul 2018)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF30 Customer (18 Sep 2013 to 24 Jan 2014)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (1 Jul 2011 to 15 Nov 2011)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF30 Customer (1 Nov 2007 to 22 Jun 2009)
    • CF21 Investment Adviser (8 Jun 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (13)CF30 Customer at ACG Advisors (UK) LLP