Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TFS VOLBROKER LIMITED
FRN 206018
- [FCA CF] Significant management (since 1 May 2022)
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- CF30 Customer (16 Feb 2016 to 14 Nov 2016)
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- CF30 Customer (2 Oct 2015 to 22 Jan 2016)
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- (175)Employed By (2 Oct 2015 to 22 Jan 2016)
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- CF30 Customer (13 Apr 2015 to 7 Jul 2015)
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- CF30 Customer (10 Mar 2014 to 9 Mar 2015)
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- CF30 Customer (27 Sep 2011 to 15 Jun 2012)
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- CF30 Customer (16 Jan 2009 to 23 May 2011)
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- CF21 Investment Adviser (1 Dec 2001 to 14 Dec 2004)
- CF26 Customer Trading (1 Dec 2001 to 14 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.