Paul Gregory McErlain

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TFS Derivatives Limited (no longer approved here)
FRN 197244
- [FCA CF] Client dealing (6 Apr 2021 to 11 Apr 2024)
Forte Securities Limited (no longer approved here)
FRN 478424
- CF29 Significant management (1 Dec 2016 to 19 Jun 2017)
- CF30 Customer (26 Nov 2014 to 19 Jun 2017)
State Street Bank and Trust Company (no longer approved here)
FRN 170462
- CF21 Investment Adviser (2 Dec 2003 to 14 Apr 2004)
- CF26 Customer Trading (28 Aug 2002 to 6 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.