Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
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Complaints Contact
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Timothy James Brack
IRN TJB00026
- (2771)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2006)
- (2772)CF1 Director (AR) (1 Dec 2001 to 30 Nov 2006)
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Timothy Neil Barber
IRN TNB00004
- (1492)CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2005)
- (1493)CF7 Sole Trader (AR) (1 Dec 2001 to 5 Dec 2005)
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Timothy Stone
IRN TXS03665
- (2386)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 May 2022)
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Tom Tutton
IRN TXT01063
- (1519)CF1 Director (AR) (16 Mar 2009 to 2 Nov 2010)
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Tony Francis
IRN TXF00022
- (446)CF30 Customer (1 Nov 2007 to 30 Dec 2009)
- (448)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
- (447)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Tony Hall
IRN JAH00012
- (2354)CF30 Customer (14 Apr 2009 to 25 Oct 2010)
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Tracy Jane Davies
IRN TJS00025
- (2902)CF30 Customer (4 Jan 2011 to 14 May 2013)
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Tracy Michelle Horky
IRN TMC01048
- (1080)CF22 Investment Adviser (Trainee) (12 Dec 2002 to 2 Feb 2004)
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Tracy Simpson
IRN TXS01532
- (2628)CF30 Customer (31 Oct 2017 to 28 Jun 2019)
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Trevor Gordon Barwood
IRN TGB00011
- (265)CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2001)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Grosvenor Cadde Financial Ltd (no longer appointed)
FRN 206997 · Appointed 29 Oct 2001 · Until 26 Jan 2004
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Findon Financial Solutions (no longer appointed)
FRN 197161 · Appointed 25 Oct 2001 · Until 30 Nov 2004
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Wilson Mitchell & Co Ltd (no longer appointed)
FRN 197159 · Appointed 25 Oct 2001 · Until 1 Dec 2004
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Alan Ainsley Financial Management (no longer appointed)
FRN 197160 · Appointed 25 Oct 2001 · Until 30 Nov 2005
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3062)CF7 Sole Trader (AR)
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controlled function added: (3061)CF21 Investment Adviser
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controlled function added: (3060)CF30 Customer
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controlled function added: (3059)CF7 Sole Trader (AR)
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controlled function added: (3058)CF21 Investment Adviser
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controlled function added: (3057)CF1 Director
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controlled function added: (3056)CF21 Investment Adviser
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controlled function added: (3055)[FCA CF] Significant management
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controlled function added: (3054)CF1 Director (AR)
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controlled function added: (3053)CF21 Investment Adviser