Tracy Simpson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 10 Dec 2019)
    • CF1 Director (AR) (since 6 Sep 2019)
    • CF30 Customer (since 6 Sep 2019)
    • [FCA CF] Client dealing (10 Dec 2019 to 11 Dec 2019)
  • Tracy Simpson Financial Consultancy Ltd

    FRN 912728

    • Employed By (since 6 Sep 2019)
  • Tenet Financial Services Limited (no longer approved here)

    FRN 172174

    • Employed By (14 Jun 2018 to 28 Jun 2019)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (11 Jun 2018 to 28 Jun 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (19 Mar 2018 to 28 Jun 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (31 Oct 2017 to 28 Jun 2019)
  • Tenet & You Limited (no longer approved here)

    FRN 455280

    • Employed By (31 Oct 2017 to 28 Jun 2019)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (2 Jul 2009 to 28 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.