TD Execution Services Limited

• Principal Place of Business

  11th Floor

  1 Snowden Street

  London

  EC2A 2DQ

  UNITED KINGDOM

  Phone

  +442070717500

  Web

  https://www.tdsecurities.com

• Complaints Contact

  60 Threadneedle Street

  London

  EC2R 8HP

  UNITED KINGDOM

  Phone

  +442034101188

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Julie Quinn

  IRN JAQ01006

  • [FCA CF] Client dealing (since 31 May 2024)
  • [FCA CF] Manager of certification employee (since 31 May 2024)
• Kamran Mahmood

  IRN KXM00357

  • [FCA CF] Client dealing (15 Dec 2021 to 17 Apr 2024)
• Karen Owen

  IRN KXO87278

  • SMF18 Other Overall Responsibility (since 5 Sep 2025)
• Karim Kearney

  IRN KXK00041

  • [FCA CF] Client dealing (since 31 May 2024)
• Kathryn Elizabeth Deveau

  IRN KXD00359

  • [FCA CF] Client dealing (since 10 Dec 2024)
• Kay Emma Leeds

  IRN KEL01011

  • CF26 Customer Trading
  • CF30 Customer (22 Jan 2008 to 20 Apr 2015)
• Kenneth Eugene Kane

  IRN KXK01082

  • [FCA CF] Client dealing (26 May 2020 to 31 May 2021)
  • [FCA CF] Algorithmic trading (26 May 2020 to 31 May 2021)
• Kevin John Disley

  IRN KJD01055

  • SMF10 Chair of the Risk Committee (9 Dec 2019 to 21 Jan 2025)
  • SMF11 Chair of the Audit Committee (9 Dec 2019 to 21 Jan 2025)
  • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 13 May 2024)
  • CF2 Non Executive Director (1 Feb 2018 to 8 Dec 2019)
• Khaled Bassily

  IRN KXB01755

  • CF1 Director (8 Jan 2013 to 10 Apr 2013)
• Kishan Ramesh Desai

  IRN KRD01031

  • CF30 Customer (14 Jul 2008 to 28 Mar 2012)

• Diamondback Software UK Limited (no longer appointed)

  FRN 595632 · Appointed 7 Feb 2013 · Until 25 Mar 2013

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