Karen Owen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank

    FRN 124859

    • SMF3 Executive Director (since 5 Sep 2025)
  • TD Bank Europe Limited

    FRN 165556

    • SMF18 Other Overall Responsibility (since 5 Sep 2025)
  • TD Execution Services Limited

    FRN 472780

    • SMF18 Other Overall Responsibility (since 5 Sep 2025)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Manager of certification employee (7 Feb 2025 to 24 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 24 Jun 2025)
    • [FCA CF] Material risk taker (18 Aug 2019 to 24 Jun 2025)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Material risk taker (18 Aug 2019 to 24 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 24 Jun 2025)

Recent activity

Updates to this individual's record on the FCA register.

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