Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Managing a material risk taker (since 1 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2025)
    • [FCA CF] Manager of certification employee (since 5 Feb 2020)
    • [FCA CF] Material risk taker (since 5 Feb 2020)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (6 Aug 2013 to 6 Mar 2016)
    • [FCA CF] Manager of certification employee (since 31 May 2024)
    • [FCA CF] Client dealing (since 31 May 2024)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • [FCA CF] Manager of certification employee (23 Aug 2021 to 24 Aug 2021)
    • [FCA CF] Client dealing (23 Aug 2021 to 24 Aug 2021)
    • [FCA CF] Material risk taker (23 Aug 2021 to 24 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

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