Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TD Execution Services Limited (no longer approved here)

    FRN 472780

    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 21 Jan 2025)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 21 Jan 2025)
    • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 13 May 2024)
    • CF2 Non Executive Director (1 Feb 2018 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (2 Jun 2003 to 24 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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