Tavira Financial Limited

Date authorised
1 April 2013
Companies House
05471230
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    13th Floor
    88 Wood Street
    London
    EC2V 7DA
    UNITED KINGDOM
    Phone
    +442071005100
    Web
    https://www.tavira.group

  • Complaints Contact

    13th Floor
    88 Wood Street
    London
    EC2V 7DA
    UNITED KINGDOM
    Phone
    +442071005100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 2 limitations
    • · The firm must not provide investment advice to retail clients other than (or except) corporate finance clients
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 2 limitations
    • · The firm must not provide investment advice to retail clients other than corporate finance clients
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eliot Wallis Goodfellow

    IRN EWG00003

    • SMF9 Chair of the Governing Body (11 Mar 2020 to 16 Sep 2024)
    • CF30 Customer (1 Nov 2007 to 22 Aug 2011)
    • CF21 Investment Adviser (25 Jun 2007 to 31 Oct 2007)
    • CF1 Director (27 Feb 2007 to 22 Aug 2011)
    • CF3 Chief Executive (27 Feb 2007 to 22 Aug 2011)
    • CF8 Apportionment and Oversight (27 Feb 2007 to 31 Oct 2007)
  • Elizabeth Mary Canning

    IRN EMC01082

    • SMF9 Chair of the Governing Body (since 16 Oct 2025)
  • Francesco Coppola

    IRN FXC01056

    • CF30 Customer (19 Dec 2016 to 8 Sep 2017)
  • Frank Dejonckheere

    IRN FXD01066

    • [FCA CF] Client dealing (14 Jun 2024 to 30 Oct 2025)
  • Garry Spicer

    IRN GXS01200

    • CF30 Customer (2 Dec 2016 to 5 Oct 2017)
  • Gary John Caldon

    IRN GJC01100

    • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2025)
    • SMF3 Executive Director (9 Dec 2019 to 11 May 2020)
    • CF11 Money Laundering Reporting (27 Feb 2007 to 19 Jan 2012)
    • CF1 Director (27 Feb 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Feb 2007 to 19 Jan 2012)
  • Gavin Atkins

    IRN GGA01004

    • [FCA CF] Client dealing (since 25 Mar 2024)
  • Gonzalo Mendivil

    IRN GXM01700

    • CF30 Customer (17 Sep 2008 to 19 Jan 2012)
  • Grant David Hall

    IRN GDH01038

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (23 Aug 2017 to 8 Dec 2019)
  • Gregory Ian Amoils

    IRN GIA00004

    • CF30 Customer (1 Feb 2013 to 2 Mar 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.