Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 16 Oct 2025)
  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • SMF1 Chief Executive (20 Jul 2022 to 24 Jan 2023)
    • SMF24 Chief Operations (9 Dec 2019 to 31 Mar 2024)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2024)
    • CF3 Chief Executive (7 Jul 2015 to 1 Dec 2015)
    • CF1 Director (16 Jun 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Apr 2012 to 8 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

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