Gary John Caldon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tavira Financial Limited
FRN 462001
- Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2025)
- SMF3 Executive Director (9 Dec 2019 to 11 May 2020)
- CF10 Compliance Oversight (27 Feb 2007 to 19 Jan 2012)
- CF1 Director (27 Feb 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (27 Feb 2007 to 19 Jan 2012)
Gain Capital UK Limited (no longer approved here)
FRN 113942
- CF14 Risk Assessment (6 Aug 2002 to 29 Sep 2006)
- CF19 Significant Mgt (Financial Resources) (6 Aug 2002 to 29 Sep 2006)
- CF13 Finance (6 Aug 2002 to 29 Sep 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.