Date authorised
2 June 2017
Companies House
SC548164
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor, Glendevon House
    The Castle Business Park
    Stirling
    FK9 4TZ
    UNITED KINGDOM
    Phone
    +441786845912
  • Complaints Contact

    1st Floor, Glendevon House
    The Castle Business Park
    Stirling
    FK9 4TZ
    UNITED KINGDOM
    Phone
    +441786845912

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Malcolm Naish

    IRN RMN01013

    • Director of firm who is not a certification employee or a SMF manager (since 24 Sep 2024)
  • Robert William Scholes

    IRN RWS01133

    • [FCA CF] Client dealing (since 15 Apr 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Apr 2026)
    • CF30 Customer (2 Jun 2017 to 8 Dec 2019)
  • Ross Iain Baird

    IRN RXB00708

    • [FCA CF] Material risk taker (16 Sep 2022 to 7 Feb 2024)
  • Sarah Bowe

    IRN SXB01352

    • CF10 Compliance Oversight (2 Jun 2017 to 4 Jun 2018)
    • CF11 Money Laundering Reporting (2 Jun 2017 to 4 Jun 2018)
  • Scott McKnight Steven

    IRN SXS00010

    • [FCA CF] Client dealing (since 15 Apr 2026)
    • SMF3 Executive Director (since 30 Oct 2020)
  • Stanley Gordon Bland

    IRN BXS01767

    • SMF17 Money Laundering Reporting Officer (MLRO) (21 Feb 2025 to 10 Jun 2025)
    • SMF16 Compliance Oversight (21 Feb 2025 to 10 Jun 2025)
    • SMF3 Executive Director (9 Dec 2019 to 10 Jun 2025)
    • CF30 Customer (2 Jun 2017 to 8 Dec 2019)
    • CF1 Director (2 Jun 2017 to 8 Dec 2019)
  • Tiahna Mathieson

    IRN TXM00301

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Aug 2025)
    • SMF16 Compliance Oversight (since 18 Aug 2025)
    • SMF3 Executive Director (27 Jul 2022 to 31 Jan 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2023)
  • Timothy Mark Kay

    IRN TMK01042

    • [FCA CF] Client dealing (since 15 Apr 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Apr 2026)
    • CF30 Customer (2 Jun 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.