Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF17 Money Laundering Reporting Officer (MLRO) (10 Apr 2025 to 10 Jun 2025)
- SMF16 Compliance Oversight (10 Apr 2025 to 10 Jun 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 10 Jun 2025)
- CF30 Customer (7 Nov 2013 to 8 Dec 2019)
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- SMF16 Compliance Oversight (21 Feb 2025 to 10 Jun 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (21 Feb 2025 to 10 Jun 2025)
- SMF3 Executive Director (9 Dec 2019 to 10 Jun 2025)
- CF1 Director (2 Jun 2017 to 8 Dec 2019)
- CF30 Customer (2 Jun 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.