TAM Asset Management Ltd

Date authorised
1 April 2013
Companies House
04077709
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tam Asset Management Ltd
    One Leadenhall, Level 23
    1 Leadenhall Street
    London
    City Of London
    EC3V 1AB
    UNITED KINGDOM
    Phone
    +4402075497650
    Web
    https://www.tamassetmanagement.com

  • Complaints Contact

    Tam Asset Management Ltd
    One Leadenhall Level 23
    1 Leadenhall Street
    London
    City Of London
    EC3V 1AB
    UNITED KINGDOM
    Phone
    +4402075497650

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karl Alexander Hughes

    IRN KAH01047

    • CF29 Significant management (1 Nov 2007 to 30 Jun 2008)
    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF8 Apportionment and Oversight (27 Mar 2006 to 31 Oct 2007)
    • CF3 Chief Executive (27 Mar 2006 to 30 Jun 2008)
    • CF1 Director (20 Oct 2004 to 30 Jun 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (20 Oct 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (20 Oct 2004 to 31 Oct 2007)
    • CF27 Investment Management (20 Oct 2004 to 31 Oct 2007)
  • Kenneth John Baylis

    IRN KJB01073

    • CF27 Investment Management (3 Mar 2003 to 31 Oct 2006)
    • CF21 Investment Adviser (3 Mar 2003 to 31 Oct 2006)
  • Kooshal Seetul

    IRN KXS01934

    • CF30 Customer (13 Jan 2014 to 14 Sep 2018)
  • Leila Veronica Sonaram

    IRN LVS01003

    • CF26 Customer Trading (3 Aug 2004 to 31 May 2005)
  • Lennox Lowdon

    IRN LXL01042

    • CF30 Customer (1 Nov 2007 to 26 Nov 2007)
    • CF27 Investment Management (3 Aug 2004 to 31 Oct 2007)
  • Leo Ernest Vaughan Knifton

    IRN LEK01009

    • CF21 Investment Adviser (18 Sep 2002 to 27 Sep 2002)
  • Leonard William Oram

    IRN LWO01002

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Jun 2025)
    • CF2 Non Executive Director (6 Dec 2017 to 8 Dec 2019)
    • CF1 Director (18 Jan 2010 to 8 Jul 2016)
    • CF10 Compliance Oversight (18 Jan 2010 to 8 Jul 2016)
    • CF30 Customer (1 Nov 2007 to 8 Jul 2016)
    • CF27 Investment Management (1 May 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 May 2006 to 31 Oct 2007)
  • Leslie Terrence Shackleford

    IRN LTS01007

    • CF21 Investment Adviser (29 Mar 2004 to 11 Feb 2005)
    • CF26 Customer Trading (29 Mar 2004 to 11 Feb 2005)
  • Lester Petch

    IRN LXP01093

    • SMF9 Chair of the Governing Body (since 1 Jan 2026)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Apr 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Apr 2026)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2025)
    • CF3 Chief Executive (AR) (2 Oct 2017 to 26 Feb 2021)
    • CF1 Director (AR) (2 Oct 2017 to 26 Feb 2021)
    • CF1 Director (22 Jan 2010 to 8 Dec 2019)
    • CF3 Chief Executive (22 Jan 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Jan 2010 to 28 Feb 2015)
    • CF30 Customer (1 Nov 2007 to 26 Feb 2021)
    • CF21 Investment Adviser (15 Dec 2004 to 31 Oct 2007)
    • CF27 Investment Management (15 Dec 2004 to 31 Oct 2007)
  • Malcolm Anthony Bendall Thompson

    IRN MAT01069

    • CF30 Customer (1 Nov 2007 to 26 Nov 2007)
    • CF26 Customer Trading (15 Mar 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (3 Aug 2004 to 15 Mar 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.