Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
TAM Asset Management Ltd
FRN 208243
- SMF9 Chair of the Governing Body (since 1 Jan 2026)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (9 Dec 2019 to 7 Apr 2026)
- SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Apr 2026)
- CF1 Director (AR) (2 Oct 2017 to 26 Feb 2021)
- CF3 Chief Executive (AR) (2 Oct 2017 to 26 Feb 2021)
- CF3 Chief Executive (22 Jan 2010 to 8 Dec 2019)
- CF1 Director (22 Jan 2010 to 8 Dec 2019)
- CF11 Money Laundering Reporting (22 Jan 2010 to 28 Feb 2015)
- CF30 Customer (1 Nov 2007 to 26 Feb 2021)
- CF27 Investment Management (15 Dec 2004 to 31 Oct 2007)
- CF21 Investment Adviser (15 Dec 2004 to 31 Oct 2007)
-
- CF21 Investment Adviser (4 Jul 2003 to 25 Oct 2004)
- CF27 Investment Management (4 Jul 2003 to 25 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.