Leonard William Oram

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Jun 2025)
    • CF2 Non Executive Director (6 Dec 2017 to 8 Dec 2019)
    • CF1 Director (18 Jan 2010 to 8 Jul 2016)
    • CF10 Compliance Oversight (18 Jan 2010 to 8 Jul 2016)
    • CF30 Customer (1 Nov 2007 to 8 Jul 2016)
    • CF21 Investment Adviser (1 May 2006 to 31 Oct 2007)
    • CF27 Investment Management (1 May 2006 to 31 Oct 2007)
  • GHC CAPITAL MARKETS LTD. (no longer approved here)

    FRN 152998

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.