TAM Asset Management Ltd

Date authorised
1 April 2013
Companies House
04077709
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tam Asset Management Ltd
    One Leadenhall, Level 23
    1 Leadenhall Street
    London
    City Of London
    EC3V 1AB
    UNITED KINGDOM
    Phone
    +4402075497650
    Web
    https://www.tamassetmanagement.com

  • Complaints Contact

    Tam Asset Management Ltd
    One Leadenhall Level 23
    1 Leadenhall Street
    London
    City Of London
    EC3V 1AB
    UNITED KINGDOM
    Phone
    +4402075497650

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Millers

    IRN JXM01522

    • CF30 Customer (1 Nov 2007 to 10 Jun 2009)
    • CF23 Corporate Finance Adviser (19 Jan 2005 to 31 Oct 2007)
  • John Richard Ellis

    IRN JRE01040

    • CF11 Money Laundering Reporting (13 Aug 2004 to 19 Oct 2006)
    • CF10 Compliance Oversight (31 May 2002 to 19 Oct 2006)
    • CF1 Director (31 May 2002 to 2 May 2003)
  • John Sebastian Mackay

    IRN JSM01100

    • CF3 Chief Executive (3 Jul 2008 to 1 Jul 2010)
    • CF1 Director (3 Jul 2008 to 1 Jul 2010)
    • CF30 Customer (1 Nov 2007 to 1 Jul 2010)
    • CF21 Investment Adviser (24 Nov 2005 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (24 Nov 2005 to 31 Oct 2007)
  • John William Delaney

    IRN JWD01036

    • CF30 Customer (8 Mar 2010 to 25 Oct 2019)
  • Jonathan Charles Hitchin

    IRN JCH01102

    • CF27 Investment Management (3 Aug 2004 to 31 May 2005)
    • CF21 Investment Adviser (3 Aug 2004 to 31 May 2005)
  • Jonathan David Moody

    IRN JDM01100

    • CF30 Customer (1 Nov 2007 to 26 Nov 2007)
    • CF27 Investment Management (10 Aug 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (10 Aug 2004 to 31 Oct 2007)
  • Jonathan Dominic Wauton

    IRN JDW01065

    • CF2 Non Executive Director (17 Jul 2015 to 1 Jul 2018)
  • Joseph Edward Drown

    IRN JED01077

    • CF21 Investment Adviser (31 May 2002 to 19 Mar 2004)
    • CF27 Investment Management (31 May 2002 to 19 Mar 2004)
  • Joseph Patrick Rundle

    IRN JPR01098

    • CF21 Investment Adviser (6 Jul 2004 to 25 May 2007)
  • Juliet Newcombe

    IRN JXN01076

    • CF27 Investment Management (4 Aug 2004 to 31 Oct 2004)
    • CF21 Investment Adviser (4 Aug 2004 to 9 Jun 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.