John Richard Ellis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF11 Money Laundering Reporting (13 Aug 2004 to 19 Oct 2006)
    • CF1 Director (31 May 2002 to 2 May 2003)
    • CF10 Compliance Oversight (31 May 2002 to 19 Oct 2006)
  • Sova Capital Limited (no longer approved here)

    FRN 225539

    • CF11 Money Laundering Reporting (13 Aug 2004 to 31 Mar 2008)
    • CF10 Compliance Oversight (26 Mar 2004 to 10 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.