TAM Asset Management Ltd

Date authorised
1 April 2013
Companies House
04077709
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tam Asset Management Ltd
    One Leadenhall, Level 23
    1 Leadenhall Street
    London
    City Of London
    EC3V 1AB
    UNITED KINGDOM
    Phone
    +4402075497650
    Web
    https://www.tamassetmanagement.com

  • Complaints Contact

    Tam Asset Management Ltd
    One Leadenhall Level 23
    1 Leadenhall Street
    London
    City Of London
    EC3V 1AB
    UNITED KINGDOM
    Phone
    +4402075497650

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edmund Peter Bruegger

    IRN EPB01019

    • CF1 Director (8 Aug 2003 to 19 Mar 2004)
  • Edward John Thornton

    IRN EJT01017

    • CF21 Investment Adviser (18 Aug 2004 to 7 Apr 2006)
  • Elizabeth Mary Campbell Longley

    IRN EMC01018

    • CF27 Investment Management (31 May 2002 to 28 Mar 2003)
    • CF21 Investment Adviser (31 May 2002 to 28 Mar 2003)
  • Eric Williamson

    IRN EXW01295

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Aug 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Aug 2022)
    • CF30 Customer (30 Mar 2017 to 8 Dec 2019)
  • Errol Geoffrey Fuller

    IRN EGF01006

    • CF30 Customer (1 Nov 2007 to 21 Jan 2008)
    • CF21 Investment Adviser (4 Aug 2004 to 31 Oct 2007)
    • CF26 Customer Trading (4 Aug 2004 to 31 Oct 2007)
  • Francis Abdul Rasheed Banzon-Kamara

    IRN FXB00135

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 30 Aug 2022)
    • [FCA CF] Client dealing (since 30 Aug 2022)
  • Galen Thomas Moore

    IRN GTM01027

    • CF26 Customer Trading (16 Feb 2005 to 19 May 2005)
    • CF27 Investment Management (16 Feb 2005 to 19 May 2005)
  • Garrie Lawrence Leigh Fuller

    IRN GLF01016

    • CF27 Investment Management (31 May 2002 to 31 Mar 2004)
    • CF21 Investment Adviser (31 May 2002 to 31 Mar 2004)
  • Gerald Craggs

    IRN GXC01211

    • CF1 Director (20 Apr 2004 to 16 Apr 2007)
    • CF13 Finance (20 Apr 2004 to 23 Mar 2007)
  • Graham Harold Richard Betton

    IRN GHB01012

    • CF21 Investment Adviser (3 Aug 2004 to 29 Aug 2007)
    • CF27 Investment Management (3 Aug 2004 to 29 Aug 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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