TAM Asset Management Ltd

Date authorised
1 April 2013
Companies House
04077709
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tam Asset Management Ltd
    One Leadenhall, Level 23
    1 Leadenhall Street
    London
    City Of London
    EC3V 1AB
    UNITED KINGDOM
    Phone
    +4402075497650
    Web
    https://www.tamassetmanagement.com

  • Complaints Contact

    Tam Asset Management Ltd
    One Leadenhall Level 23
    1 Leadenhall Street
    London
    City Of London
    EC3V 1AB
    UNITED KINGDOM
    Phone
    +4402075497650

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graham Peter Atthill-Beck

    IRN GPA01018

    • CF3 Chief Executive (8 Jan 2004 to 19 Mar 2004)
    • CF8 Apportionment and Oversight (8 Jan 2004 to 19 Mar 2004)
    • CF21 Investment Adviser (12 Jun 2003 to 15 Oct 2004)
    • CF23 Corporate Finance Adviser (12 Jun 2003 to 15 Oct 2004)
    • CF1 Director (12 Jun 2003 to 19 Mar 2004)
  • Harvey Robert Harold Russell

    IRN HXR00308

    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 5 Nov 2025)
    • [FCA CF] Client dealing (since 5 Nov 2025)
  • Helen Jane Banks

    IRN HJB01032

    • CF11 Money Laundering Reporting (19 Oct 2006 to 31 Mar 2007)
    • CF10 Compliance Oversight (19 Oct 2006 to 31 Mar 2007)
  • Hugh John Lucas Marsden

    IRN HJM01031

    • CF1 Director (24 Mar 2004 to 31 Mar 2004)
    • CF27 Investment Management (16 Jan 2002 to 7 Apr 2006)
    • CF21 Investment Adviser (16 Jan 2002 to 7 Apr 2006)
  • Ian Christopher Cadby

    IRN ICC01020

    • CF2 Non Executive Director (30 Jun 2015 to 1 Jul 2018)
  • Ismail Emin Eyi

    IRN IEE01001

    • CF30 Customer (24 Jan 2008 to 1 Jul 2010)
  • Izabela Monika Nowicka

    IRN IXN00048

    • SMF3 Executive Director (since 1 Oct 2025)
    • SMF16 Compliance Oversight (since 30 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Nov 2023)
  • James David O'Toole

    IRN JDO01013

    • CF21 Investment Adviser (5 Aug 2004 to 31 May 2005)
    • CF27 Investment Management (5 Aug 2004 to 31 May 2005)
  • James Michael Havelock Andrews

    IRN JMA01086

    • CF21 Investment Adviser (2 Oct 2002 to 6 Apr 2004)
  • James Nelson Penny

    IRN JNP01055

    • 14. Managing investments
    • SMF3 Executive Director (since 17 Dec 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF1 Director (AR) (1 Jul 2018 to 26 Feb 2021)
    • CF30 Customer (9 Dec 2014 to 26 Feb 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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