Tailored Financial Planning Ltd

• Principal Place of Business

  Tailored Financial Planning Ltd

  99-101 Corporation Street

  St. Helens

  WA10 1SX

  UNITED KINGDOM

  Phone

  +441744757648

  Web

  http://www.tailoredfp.co.uk

• Complaints Contact

  Tailored Financial Planning Ltd

  99-101 Corporation Street

  St. Helens

  WA10 1SX

  UNITED KINGDOM

  Phone

  +441744757648

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher John Frodsham

  IRN CJF01155

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2025)
  • SMF3 Executive Director (since 1 Sep 2025)
  • [FCA CF] Client dealing (since 27 Jun 2023)
  • [FCA CF] Functions requiring qualifications (since 4 Dec 2020)
  • SMF3 Executive Director (9 Dec 2019 to 10 Feb 2023)
  • CF30 Customer (6 Jul 2018 to 8 Dec 2019)
  • CF1 Director (1 Apr 2016 to 8 Dec 2019)
• Daniel Martin

  IRN DXM01118

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
  • [FCA CF] Client dealing (since 4 Nov 2024)
• Laura Macqueen

  IRN LXM00748

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 14 Nov 2024)
  • [FCA CF] Client dealing (since 4 Nov 2024)
• Linda Foulkes

  IRN LXF01391

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 23 Aug 2022)
  • [FCA CF] Client dealing (since 23 Aug 2022)
  • [FCA CF] Functions requiring qualifications (4 Dec 2020 to 18 Nov 2021)
  • CF30 Customer (24 Jan 2018 to 8 Dec 2019)
• Paul Clough

  IRN PXC02151

  • [FCA CF] Client dealing (16 Mar 2021 to 14 Nov 2023)
  • SMF3 Executive Director (13 Feb 2021 to 12 Apr 2022)
  • [FCA CF] Functions requiring qualifications (4 Dec 2020 to 14 Nov 2023)
• Paula Suzanne Payne

  IRN PSP01033

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 1 Sep 2025)
  • [FCA CF] Client dealing (since 4 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 4 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Apr 2016 to 8 Dec 2019)
• Philip Anthony Caton

  IRN PXC00031

  • CF30 Customer (1 Apr 2016 to 8 May 2019)
  • CF11 Money Laundering Reporting (1 Apr 2016 to 8 Mar 2017)
  • CF10 Compliance Oversight (1 Apr 2016 to 8 Mar 2017)
  • CF1 Director (1 Apr 2016 to 8 Mar 2017)
  • Responsible for Insurance Mediation (1 Apr 2016 to 8 Mar 2017)
• Stuart Graham Peters

  IRN SGP00032

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 4 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Thomas James Frodsham

  IRN TJF00003

  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 22 Mar 2017)
  • [FCA CF] Functions requiring qualifications (4 Dec 2020 to 1 Sep 2025)
  • [FCA CF] Client dealing (4 Dec 2020 to 1 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Sep 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Sep 2025)
  • CF10 Compliance Oversight (22 Mar 2017 to 8 Dec 2019)
  • CF1 Director (22 Mar 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (22 Mar 2017 to 8 Dec 2019)
  • Responsible for Insurance Mediation (13 Mar 2017 to 30 Sep 2018)
  • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
• Tina Radford

  IRN TXR00168

  • [FCA CF] Client dealing (8 Jan 2024 to 3 Mar 2025)
  • [FCA CF] Functions requiring qualifications (8 Jan 2024 to 3 Mar 2025)

• Accord Wealth Planning Ltd (no longer appointed)

  FRN 803198 · Appointed 1 Mar 2018 · Until 12 Jul 2021

• FFP Limited (no longer appointed)

  FRN 400765 · Appointed 28 Jul 2016 · Until 21 Feb 2022

• Accord Legal Services Ltd (no longer appointed)

  FRN 744013 · Appointed 13 Apr 2016 · Until 26 Apr 2020

• Manning Rushworth IFA Ltd (no longer appointed)

  FRN 400764 · Appointed 13 Apr 2016 · Until 26 Apr 2020

• PORT Upfront Financial Services (no longer appointed)

  FRN 611645 · Appointed 11 Apr 2016 · Until 13 Jan 2021

No changes recorded yet.