Philip Anthony Caton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIRCO FINANCIAL SERVICES GROUP LTD (no longer approved here)

    FRN 760774

    • [FCA CF] Significant management (9 Dec 2019 to 23 Feb 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jun 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Jun 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jun 2022)
    • SMF3 Executive Director (9 Dec 2019 to 5 Jun 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 5 Jun 2022)
    • Responsibility for MCD Intermediation (15 Feb 2017 to 5 Jun 2022)
    • CF1 Director (15 Feb 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Feb 2017 to 8 Dec 2019)
    • CF30 Customer (15 Feb 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (15 Feb 2017 to 30 Sep 2018)
  • Tailored Financial Planning Ltd (no longer approved here)

    FRN 720808

    • Responsible for Insurance Mediation (1 Apr 2016 to 8 Mar 2017)
    • CF30 Customer (1 Apr 2016 to 8 May 2019)
    • CF11 Money Laundering Reporting (1 Apr 2016 to 8 Mar 2017)
    • CF10 Compliance Oversight (1 Apr 2016 to 8 Mar 2017)
    • CF1 Director (1 Apr 2016 to 8 Mar 2017)
  • Pinsa Financial Services (no longer approved here)

    FRN 210255

    • (2)Employed By (11 Mar 2002 to 4 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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