Thomas James Frodsham

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tailored Financial Planning Ltd
FRN 720808
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 22 Mar 2017)
- [FCA CF] Functions requiring qualifications (4 Dec 2020 to 1 Sep 2025)
- [FCA CF] Client dealing (4 Dec 2020 to 1 Sep 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Sep 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Sep 2025)
- CF11 Money Laundering Reporting (22 Mar 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (22 Mar 2017 to 8 Dec 2019)
- CF1 Director (22 Mar 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (13 Mar 2017 to 30 Sep 2018)
- CF30 Customer (1 Apr 2016 to 8 Dec 2019)
FFP Limited (no longer approved here)
FRN 400765
- (3)Employed By (5 Jul 2004 to 2 May 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.