Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tailored Financial Planning Ltd
FRN 720808
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF16 Compliance Oversight (since 1 Sep 2025)
- [FCA CF] Functions requiring qualifications (since 4 Dec 2020)
- [FCA CF] Client dealing (since 4 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Apr 2016 to 8 Dec 2019)
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- (7)Employed By (7 Dec 2015 to 5 Nov 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.