Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 1 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 4 Dec 2020)
    • [FCA CF] Client dealing (since 4 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Apr 2016 to 8 Dec 2019)
  • Manning Rushworth IFA Ltd (no longer approved here)

    FRN 400764

    • (7)Employed By (7 Dec 2015 to 5 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

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