Tabula Investment Management Limited

• Principal Place of Business

  201 Bishopsgate

  London

  EC2M 3AE

  UNITED KINGDOM

  Phone

  +4402078181818

  Web

  http://www.jhetf.com

• Complaints Contact

  201 Bishopsgate

  London

  EC2M 3AE

  UNITED KINGDOM

  Phone

  +4402078181818

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Edward Peacock

  IRN DEP01027

  • CF1 Director (AR) (22 Mar 2021 to 31 Oct 2024)
  • CF30 Customer (22 Mar 2021 to 31 Oct 2024)
• David Schnautz

  IRN DXS02099

  • [FCA CF] Client dealing (19 Aug 2020 to 15 Apr 2022)
• Francesco Romano

  IRN FXR00181

  • [FCA CF] Client dealing (since 17 Dec 2025)
• Franco Mancini

  IRN FXM01088

  • [FCA CF] Client dealing (since 23 Mar 2020)
• Gary Smith

  IRN GWS01036

  • [FCA CF] Client dealing (5 Mar 2020 to 31 Dec 2024)
• Gereon Tewes

  IRN GXT01606

  • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
• Jason Graeme Smith

  IRN JGS01044

  • SMF3 Executive Director (10 Aug 2021 to 28 Aug 2024)
  • [FCA CF] Client dealing (1 Apr 2020 to 28 Aug 2024)
  • CF30 Customer (6 Nov 2019 to 8 Dec 2019)
• Jesper Rasmussen

  IRN JXR01236

  • CF30 Customer (14 Feb 2022 to 25 Nov 2022)
  • [FCA CF] Client dealing (11 Feb 2022 to 15 Feb 2022)
• John Philip Weiss

  IRN JPW01077

  • CF1 Director (AR) (22 Mar 2021 to 31 Oct 2024)
  • CF30 Customer (22 Mar 2021 to 31 Oct 2024)
  • [FCA CF] Client dealing (22 Mar 2021 to 4 Feb 2025)
• KATHARINE XU

  IRN KXX01003

  • CF30 Customer (1 Nov 2019 to 8 Dec 2019)

• Tabula Capital Limited (no longer appointed)

  FRN 942967 · Appointed 14 Jan 2021 · Until 31 Oct 2024

No changes recorded yet.