Jason Graeme Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Blue Horizon Asset Management Limited
FRN 570942
- [FCA CF] CASS oversight function (since 20 Jan 2026)
- SMF1 Chief Executive (since 23 Dec 2025)
- SMF3 Executive Director (since 23 Dec 2025)
Tabula Investment Management Limited (no longer approved here)
FRN 837444
- SMF3 Executive Director (10 Aug 2021 to 28 Aug 2024)
- [FCA CF] Client dealing (1 Apr 2020 to 28 Aug 2024)
- CF30 Customer (6 Nov 2019 to 8 Dec 2019)
Goldman Sachs Asset Management International (no longer approved here)
FRN 147212
- CF30 Customer (23 Jan 2015 to 11 Dec 2018)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (14 Apr 2010 to 29 Oct 2010)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF30 Customer (1 Nov 2007 to 3 Dec 2008)
- CF27 Investment Management (20 May 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (23 May 2002 to 7 Oct 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.