Blue Horizon Asset Management Limited

• Principal Place of Business

  118 Piccadilly Mayfair

  London

  W1J 7NW

  UNITED KINGDOM

  Phone

  +442038327900

  Web

  https://blue-horizon.com

• Complaints Contact

  118 Piccadilly Mayfair

  London

  W1J 7NW

  UNITED KINGDOM

  Phone

  +442038327910

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

• Holds Your Assets

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Adrien Monteiro

  IRN AXM02784

  • CF30 Customer (24 Aug 2017 to 8 Dec 2019)
• Ali Sami Hallak

  IRN ASH01113

  • CF30 Customer (11 Nov 2014 to 19 Jun 2015)
• Benjamin Jonah Leibeck

  IRN BJL01074

  • SMF16 Compliance Oversight (9 Dec 2019 to 24 Jun 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Jun 2020)
  • CF11 Money Laundering Reporting (3 Jul 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Jul 2018 to 8 Dec 2019)
• Bruno de la Sota Schutz

  IRN BXD01555

  • CF30 Customer (7 Mar 2017 to 3 Aug 2017)
• Esmeralda Toni

  IRN EXT00067

  • [FCA CF] Client dealing (since 1 Dec 2022)
  • SMF3 Executive Director (14 Feb 2022 to 16 Dec 2025)
• Francesca Claire Denman

  IRN FCD01007

  • CF30 Customer (25 Nov 2015 to 19 Sep 2016)
• Gregory Henry Marbot

  IRN GHM01040

  • CF30 Customer (22 Feb 2012 to 8 Dec 2019)
• James Sene

  IRN JXS03764

  • CF30 Customer (31 Aug 2017 to 8 Dec 2019)
• Jason Graeme Smith

  IRN JGS01044

  • [FCA CF] CASS oversight function (since 20 Jan 2026)
  • SMF3 Executive Director (since 23 Dec 2025)
  • SMF1 Chief Executive (since 23 Dec 2025)
• Maria Del Pilar Bruce

  IRN MDB01230

  • CF30 Customer (16 Jan 2018 to 8 Dec 2019)

• Bolt Markets Securities Limited (no longer appointed)

  FRN 755092 · Appointed 4 Aug 2016 · Until 23 Jun 2021

No changes recorded yet.