Blue Horizon Asset Management Limited

• Principal Place of Business

  118 Piccadilly Mayfair

  London

  W1J 7NW

  UNITED KINGDOM

  Phone

  +442038327900

  Web

  https://blue-horizon.com

• Complaints Contact

  118 Piccadilly Mayfair

  London

  W1J 7NW

  UNITED KINGDOM

  Phone

  +442038327910

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

• Holds Your Assets

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Mariana Amalia Rangel Celis

  IRN MXR11699

  • CF30 Customer (21 Feb 2019 to 8 Dec 2019)
• Mark Gerchen

  IRN MXG01873

  • [FCA CF] Client dealing (since 1 Dec 2022)
  • CF30 Customer (1 Sep 2017 to 8 Dec 2019)
• Martin McLoughlin

  IRN MXM02615

  • SMF3 Executive Director (14 Feb 2022 to 9 May 2025)
• Mehul Jashu Derodra

  IRN MJD01223

  • [FCA CF] Client dealing (since 1 Dec 2022)
  • SMF3 Executive Director (9 Dec 2019 to 5 Oct 2020)
  • CF1 Director (21 Mar 2018 to 8 Dec 2019)
  • CF30 Customer (22 Feb 2012 to 8 Dec 2019)
• Mickael Roger Pierre Colin

  IRN MRC01178

  • CF30 Customer (19 Mar 2013 to 21 Sep 2015)
• Nacer Echcharif El Idrissi

  IRN NXI01032

  • SMF3 Executive Director (9 Dec 2019 to 14 Feb 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 14 Feb 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 14 Feb 2022)
  • SMF1 Chief Executive (9 Dec 2019 to 14 Feb 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2022)
  • CF3 Chief Executive (AR) (22 Aug 2016 to 22 Jun 2021)
  • CF1 Director (AR) (22 Aug 2016 to 22 Jun 2021)
  • CF3 Chief Executive (22 Feb 2012 to 8 Dec 2019)
  • CF30 Customer (22 Feb 2012 to 22 Jun 2021)
  • CF10 Compliance Oversight (22 Feb 2012 to 30 May 2018)
  • CF1 Director (22 Feb 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (22 Feb 2012 to 30 May 2018)
• Natalia Kotlyarova

  IRN NXK01340

  • CF30 Customer (3 Aug 2017 to 22 Aug 2019)
• Natalie Gwendoline Campbell

  IRN NGC01038

  • CF30 Customer (12 Jan 2016 to 24 Feb 2017)
• Nowtash Alsafar

  IRN NXA00244

  • [FCA CF] Client dealing (1 Dec 2022 to 24 Jan 2025)
• Paul Vincent Taylor

  IRN PVT01008

  • SMF1 Chief Executive (14 Feb 2022 to 17 Jan 2025)
  • SMF3 Executive Director (14 Feb 2022 to 17 Jan 2025)

• Bolt Markets Securities Limited (no longer appointed)

  FRN 755092 · Appointed 4 Aug 2016 · Until 23 Jun 2021

No changes recorded yet.