Blue Horizon Asset Management Limited

• Principal Place of Business

  118 Piccadilly Mayfair

  London

  W1J 7NW

  UNITED KINGDOM

  Phone

  +442038327900

  Web

  https://blue-horizon.com

• Complaints Contact

  118 Piccadilly Mayfair

  London

  W1J 7NW

  UNITED KINGDOM

  Phone

  +442038327910

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

• Holds Your Assets

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Ricardo Jorge Dos Santos Silva

  IRN RJS01414

  • CF30 Customer (15 Oct 2012 to 4 Aug 2014)
• Sanjay Patel

  IRN SXP01434

  • [FCA CF] CASS oversight function (19 Oct 2022 to 19 May 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (13 Oct 2022 to 11 Apr 2025)
  • SMF16 Compliance Oversight (13 Oct 2022 to 11 Apr 2025)
• Sebastian Esquivel Rivas

  IRN SXE07906

  • CF30 Customer (2 Nov 2018 to 22 Jul 2019)
• Stanislas Steadman

  IRN SXS03371

  • CF30 Customer (28 Oct 2014 to 19 Sep 2016)
• Wallace Folk Charm Lo

  IRN WFL00006

  • SMF3 Executive Director (since 18 Jul 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Jul 2025)
  • SMF16 Compliance Oversight (since 18 Jul 2025)
  • [FCA CF] Material risk taker (since 19 May 2025)
  • [FCA CF] CASS oversight function (19 May 2025 to 20 Jan 2026)

• Bolt Markets Securities Limited (no longer appointed)

  FRN 755092 · Appointed 4 Aug 2016 · Until 23 Jun 2021

No changes recorded yet.