Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Manager of certification employee (27 Mar 2023 to 31 Aug 2023)
    • [FCA CF] Client dealing (9 Jan 2023 to 31 Aug 2023)
  • Tabula Investment Management Limited (no longer approved here)

    FRN 837444

    • CF30 Customer (14 Feb 2022 to 25 Nov 2022)
    • [FCA CF] Client dealing (11 Feb 2022 to 15 Feb 2022)
  • Tabula Capital Limited (no longer approved here)

    FRN 942967

    • Employed By (14 Feb 2022 to 25 Nov 2022)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 14 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Nov 2021)
    • CF30 Customer (2 Jan 2015 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (7 Mar 2016 to 14 Nov 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Nov 2021)
    • CF30 Customer (14 Apr 2008 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Nov 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 14 Nov 2021)
    • CF30 Customer (14 Apr 2008 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 13 Feb 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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