Date authorised
16 June 2014
Companies House
OC386690
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    31 St. James's Square
    London
    SW1Y 4JR
    UNITED KINGDOM
    Phone
    +442070723100
  • Complaints Contact

    4th Floor
    31 St. James's Square
    London
    SW1Y 4JR
    UNITED KINGDOM
    Phone
    +442070723100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Qingqing Meng

    IRN QXM00036

    • [FCA CF] Client dealing (since 10 May 2023)
  • Rami Al Maarri

    IRN RXA01670

    • [FCA CF] Client dealing (28 Oct 2020 to 14 Jan 2022)
    • [FCA CF] Material risk taker (28 Oct 2020 to 14 Jan 2022)
  • Riyaz Ahmed Daya

    IRN RAD01085

    • [FCA CF] Manager of certification employee (since 24 Jun 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Nov 2022)
    • CF4 Partner (25 Oct 2019 to 9 Dec 2019)
    • CF30 Customer (15 Mar 2016 to 8 Dec 2019)
  • Robert John Gilraine

    IRN RJG01180

    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Nov 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
    • CF30 Customer (31 May 2019 to 8 Dec 2019)
  • Roberto Dacco

    IRN RXD01327

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Apr 2021)
    • CF4 Partner (9 Nov 2018 to 9 Dec 2019)
    • CF30 Customer (4 Oct 2016 to 8 Dec 2019)
  • Rostislav Dimitrov Dimitrakiev

    IRN RDD01051

    • [FCA CF] Client dealing (since 6 Jan 2020)
    • [FCA CF] Material risk taker (6 Jan 2020 to 28 Nov 2022)
  • Sachin Lees Smart

    IRN SXS00625

    • [FCA CF] Client dealing (since 24 May 2021)
    • [FCA CF] Material risk taker (24 May 2021 to 28 Nov 2022)
  • Sagnik Chakravarty

    IRN SXC00642

    • [FCA CF] Manager of certification employee (9 Sep 2021 to 7 Oct 2022)
  • Sarah Elizabeth Hodges

    IRN SED01038

    • [FCA CF] Manager of certification employee (since 24 Jun 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (19 Jun 2014 to 8 Dec 2019)
  • Sehul Patel

    IRN SXP00779

    • [FCA CF] Client dealing (25 May 2023 to 27 Nov 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.