Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Symmetry Investments UK LLP (no longer approved here)

    FRN 610478

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Nov 2022)
    • CF30 Customer (31 May 2019 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (7 Sep 2016 to 26 May 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 26 May 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 26 May 2019)
    • CF30 Customer (28 Apr 2014 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (7 Sep 2016 to 26 May 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 26 May 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 26 May 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 5 Mar 2012)
    • CF21 Investment Adviser (12 Jun 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 5 Mar 2012)
    • CF21 Investment Adviser (12 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.