Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 28 Nov 2022)
- CF30 Customer (31 May 2019 to 8 Dec 2019)
-
- [FCA CF] Client dealing (7 Sep 2016 to 26 May 2019)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 26 May 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 26 May 2019)
- CF30 Customer (28 Apr 2014 to 6 Mar 2016)
-
- [FCA CF] Client dealing (7 Sep 2016 to 26 May 2019)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 26 May 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 26 May 2019)
-
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF21 Investment Adviser (12 Jun 2007 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF21 Investment Adviser (12 Jun 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.