Date authorised
16 June 2014
Companies House
OC386690
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    31 St. James's Square
    London
    SW1Y 4JR
    UNITED KINGDOM
    Phone
    +442070723100
  • Complaints Contact

    4th Floor
    31 St. James's Square
    London
    SW1Y 4JR
    UNITED KINGDOM
    Phone
    +442070723100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shafi Anwar

    IRN SXA02099

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Oct 2022)
    • CF30 Customer (5 Jul 2016 to 8 Dec 2019)
  • Shomil Shah

    IRN SXS03356

    • [FCA CF] Client dealing (since 21 May 2025)
  • Sihong Zhou

    IRN SXZ01209

    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Dec 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Dec 2020)
    • CF30 Customer (7 Jul 2017 to 8 Dec 2019)
  • Sorrall Beadsworth

    IRN SXB24319

    • [FCA CF] Material risk taker (since 1 Dec 2023)
  • Stephanie Pinker

    IRN SXP02037

    • [FCA CF] Manager of certification employee (since 24 Jun 2025)
    • [FCA CF] Client dealing (since 28 Jan 2021)
    • [FCA CF] Material risk taker (28 Jan 2021 to 28 Nov 2022)
  • Stuart Wilson

    IRN SXW01838

    • SMF27 Partner (9 Dec 2019 to 2 Jul 2021)
    • CF4 Partner (20 Mar 2019 to 8 Dec 2019)
  • Subhrajit Banerjee

    IRN SXB02320

    • [FCA CF] Material risk taker (9 Sep 2021 to 28 Nov 2022)
    • [FCA CF] Client dealing (9 Sep 2021 to 16 Mar 2025)
  • Sumeng Wang

    IRN SXW01744

    • [FCA CF] Client dealing (since 16 Oct 2025)
  • Sunil Sutaria

    IRN SXS03358

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Nov 2022)
    • CF30 Customer (10 Sep 2019 to 8 Dec 2019)
  • Sunny Chiu-Webster

    IRN SXC02088

    • CF30 Customer (16 Jun 2014 to 19 Jun 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.