Date authorised
16 June 2014
Companies House
OC386690
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    31 St. James's Square
    London
    SW1Y 4JR
    UNITED KINGDOM
    Phone
    +442070723100
  • Complaints Contact

    4th Floor
    31 St. James's Square
    London
    SW1Y 4JR
    UNITED KINGDOM
    Phone
    +442070723100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Talyn Luis Jones

    IRN TXJ00127

    • [FCA CF] Client dealing (since 22 Aug 2022)
  • Tamsin Robinson

    IRN TXR00184

    • [FCA CF] Client dealing (28 Jul 2022 to 24 Jan 2023)
  • Thomas Gare

    IRN TXG01310

    • [FCA CF] Client dealing (since 25 Sep 2025)
  • Thomas Gustave Bernard Breger

    IRN TXB00582

    • [FCA CF] Client dealing (18 Jul 2024 to 31 Oct 2025)
  • Thomas Luthier

    IRN TXL00171

    • [FCA CF] Client dealing (4 Apr 2022 to 28 Feb 2025)
  • Thomas Randall

    IRN TXR00116

    • [FCA CF] Client dealing (since 15 Nov 2023)
  • Thu-Nga Cynthia Dinh Trinh

    IRN CXW01661

    • [FCA CF] Client dealing (since 18 Nov 2024)
  • Utsav Boobna

    IRN UXB01060

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Dec 2022)
    • CF4 Partner (6 Sep 2019 to 9 Dec 2019)
    • CF30 Customer (13 Mar 2019 to 8 Dec 2019)
  • Vandit Shah

    IRN VXS01401

    • [FCA CF] Material risk taker (9 Dec 2019 to 22 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2021)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Veronica Fegatilli

    IRN VXF00024

    • [FCA CF] Client dealing (since 22 Jan 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.