Rami Al Maarri

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (21 Feb 2023 to 1 Feb 2025)
    • [FCA CF] Material risk taker (19 Jan 2022 to 1 Feb 2025)
    • [FCA CF] Client dealing (19 Jan 2022 to 1 Feb 2025)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (21 Feb 2023 to 1 Feb 2025)
    • [FCA CF] Material risk taker (19 Jan 2022 to 1 Feb 2025)
    • [FCA CF] Client dealing (19 Jan 2022 to 1 Feb 2025)
  • Symmetry Investments UK LLP (no longer approved here)

    FRN 610478

    • [FCA CF] Material risk taker (28 Oct 2020 to 14 Jan 2022)
    • [FCA CF] Client dealing (28 Oct 2020 to 14 Jan 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (18 Jun 2018 to 6 Oct 2020)
    • [FCA CF] Manager of certification employee (18 Jun 2018 to 6 Oct 2020)
    • [FCA CF] Client dealing (18 Jun 2018 to 6 Oct 2020)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (18 Jun 2018 to 6 Oct 2020)
    • [FCA CF] Client dealing (18 Jun 2018 to 6 Oct 2020)
    • [FCA CF] Material risk taker (18 Jun 2018 to 6 Oct 2020)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (6 Feb 2013 to 13 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

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