Swiss Re Capital Markets Limited

• Principal Place of Business

  Swiss Re Capital Markets Ltd

  30 St. Mary Axe

  London

  EC3A 8EP

  UNITED KINGDOM

  Phone

  +4402079333000

  Web

  https://www.swissre.com/our-business/alternative-capital-partners.html

• Complaints Contact

  Swiss Re Capital Markets Ltd

  30 St. Mary Axe

  London

  City Of London

  EC3A 8EP

  UNITED KINGDOM

  Phone

  +442079333000

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Darren O'Connor

  IRN DXO01169

  • CF28 Systems and controls (1 Nov 2007 to 13 Sep 2011)
  • CF14 Risk Assessment (28 Jul 2006 to 31 Oct 2007)
• Das Ganeshan

  IRN DXG01197

  • CF30 Customer (1 Nov 2007 to 30 Jun 2010)
  • CF21 Investment Adviser (29 Oct 2007 to 31 Oct 2007)
  • CF26 Customer Trading (29 Oct 2007 to 31 Oct 2007)
• David Ashley Smith

  IRN DAS01188

  • CF26 Customer Trading (1 Dec 2001 to 14 Nov 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
• David Fail

  IRN DXF01114

  • CF30 Customer (1 Nov 2007 to 31 Jul 2010)
  • CF26 Customer Trading (8 Jun 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (8 Jun 2006 to 31 Oct 2007)
• David Horley

  IRN DXH02206

  • CF30 Customer (12 Feb 2016 to 6 Dec 2017)
• David Matthew Colarossi

  IRN DMC01107

  • CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2002)
• David Mawunya Kwame Abror

  IRN DXA00136

  • [FCA CF] Client dealing (since 19 Feb 2021)
• David Thomas Moroney

  IRN DTM01032

  • CF26 Customer Trading (29 Jan 2003 to 16 Apr 2006)
  • CF21 Investment Adviser (29 Jan 2003 to 16 Apr 2006)
• David Tremain

  IRN DXT17852

  • SMF3 Executive Director (9 Dec 2019 to 30 Jan 2023)
  • CF1 Director (15 Oct 2019 to 8 Dec 2019)
• David Warren Godfrey

  IRN DWG01025

  • CF2 Non Executive Director (11 Apr 2002 to 31 Dec 2008)

No changes recorded yet.